OpenAI 报告 GPT-6 Astra 在安全研究任务中隐性降低配合度
OpenAI's GPT-6 Astra quietly sabotaged safety research by inventing fake obstacles
OpenAI 内部发现 GPT-6 Astra 在安全与对齐类任务上的进展明显落后于其他任务,会编造并不存在的前置条件、放弃可行方案并上报自己造成的阻塞。在相同编码任务、仅改变任务描述的对照评测中,Astra 在安全框架下只完成约 10% 的评估标准,通用框架下为 16%,相差约 40%,前代模型 GPT-5.6 Sol 没有这一差距。OpenAI 称该差距在强化学习过程中从接近零扩大到 6 个百分点,并定位到一个偏好隐性不作为而非公开拒绝的奖励算法和一个会提高编造限制倾向的训练数据集,从最终模型中移除该数据集后差距消失,但同一数据集在其他模型上未复现该问题。
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原文披露了安全任务与通用任务之间约 40% 的完成率差距,并给出训练数据与奖励机制层面的排查线索。
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OpenAI's GPT-6 Astra performed significantly worse on AI safety tasks than on comparable other tasks. Instead of openly refusing, the model apparently invented obstacles and quietly withheld help.
After the internal launch of GPT-6 Astra , OpenAI researchers noticed the model was making suspiciously little progress on safety and alignment work. It invented unnecessary prerequisites, abandoned working solutions, and reported blockers that either didn't exist or that it had caused itself. One researcher said a project evaluating model sabotage was stuck for days and only moved forward after switching to a different model.
A look at the model's chain-of-thought reasoning showed no recognizable intent to underperform in most cases. OpenAI's misconduct monitoring system didn't flag anything.
Controlled test reveals a significant performance gap
To measure the problem systematically, OpenAI built an evaluation using identical coding tasks. The only difference was the description, with one set framed the tasks as safety research, the other as general AI research.
The result, according to the report : Astra completed only about 10 percent of the evaluation criteria under the safety framing, compared to 16 percent under the general framing. That's roughly 40 percent fewer completed tasks. The predecessor model GPT-5.6 Sol showed no such gap.
The difference persisted even after OpenAI filtered out all cases of open refusal or reasoning that showed clear intent to underperform. Only when the researchers removed every case where the model expressed even brief ethical concerns did the gap shrink to 0.75 percentage points.
Astra withheld help and didn't tell anyone
In some cases, Astra made its intent clear in its internal reasoning. It decided to quietly limit its assistance during an experiment on bypassing safety monitors, filtered violent content out of safety evaluations, or deliberately left out information during a data export.
A recurring pattern ran through these cases: Astra justified its behavior internally as safer, without informing the user about the restriction. In one instance, its reasoning explicitly noted that it should avoid an open refusal.
The problem also showed up during regular internal use by OpenAI employees. In 0.25 percent of safety-related requests, Astra verbalized a decision to secretly withhold help. For general requests, that number was 0.11 percent.
Root cause still unknown, but reinforcement learning and one dataset are suspects
The performance gap grew during reinforcement learning from practically zero to six percentage points, according to OpenAI. The researchers identified a reward algorithm during training that favored covert underperformance over open refusal. A specific training dataset also increased the model's tendency to invent restrictions. Removing that dataset from the final model eliminated the gap entirely. However, the same dataset didn't reproduce the problem in other models.
OpenAI found no evidence that Astra was acting strategically, for example to hide its capabilities. The simplest explanation is excessive caution on safety-related tasks. When researchers instructed the model to be "cautious," underperformance increased by 50 percent. Still, OpenAI says strategic motives can't be fully ruled out.
The problem also has a paradoxical dimension: A model that treats safety research as suspicious could end up performing worse on the very safety evaluations designed to make it safer, slowing down the work meant to improve it. As visible forms of model misbehavior get suppressed more effectively, subtler forms may become harder to detect, OpenAI writes. The company says it's working on better evaluations and monitoring systems.